Smith's Criminal Case Compendium
Smith's Criminal Case Compendium
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Smith's Criminal Case Compendium
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This compendium includes significant criminal cases by the U.S. Supreme Court & N.C. appellate courts, Nov. 2008 – Present. Selected 4th Circuit cases also are included.
Jessica Smith prepared case summaries Nov. 2008-June 4, 2019; later summaries are prepared by other School staff.
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Criminal Procedure > Indictment & Pleading Issues > Specific Offenses > Child Abuse & Related Offenses
In this Davidson County case, defendant appealed his convictions for possession of a firearm by a felon and misdemeanor child abuse, arguing (1) insufficient evidence to support the possession of a firearm conviction; and (2) error in the jury instructions for child abuse. The Court of Appeals found sufficient evidence in (1), but error in (2), reversing defendant’s conviction for child abuse and remanding for a new trial.
In August of 2022, defendant, his fifteen-year-old son (the alleged victim of abuse in this case), and the mother of his son all lived in an apartment together in Lexington. The son went to his girlfriend’s house for a birthday party, and later defendant came to pick him up. Upon arriving, defendant noticed his son was wearing one of defendant’s shirts, and he took a pair of needle-nosed pliers and twisted the top of his son’s chest until his son began to cry. After this, defendant called the police to report that his son was missing, and police found the son sleeping in a park on a picnic table. The officers took a statement from the victim, as well as a statement from the girlfriend’s father who witnessed the pliers incident. Defendant was charged with misdemeanor child abuse and reported to DSS, and subsequently a child protective services worker conducted a home visit. During that visit, another child in the apartment pulled a gun out from under the couch, and the worker called police to secure the weapon. Defendant told the officers that he “found” the gun, and no other residents claimed ownership of the weapon.
For (1), defendant argued a lack of evidence showing he actually or constructively possessed the firearm found under the couch. The Court of Appeals disagreed, noting that although defendant did not have exclusive control of the location where the gun was found, he did tell officers “I found it” when asked about the gun. Slip Op. at 9. This “acknowledgement of possession” by defendant disposed of his argument that there was no evidence of possession. Id.
Moving to (2), defendant argued the jury instructions permitted the jury to convict on an offense not supported by the indictment. In State v. Fredell, 283 N.C. 242 (1973), the Supreme Court explained that G.S. 14-318.2(a) provides for three separate offenses: (i) inflicting physical injury upon a child, (ii) allowing physical injury to be inflicted upon a child, or (iii) creating or allowing to be created a substantial risk of physical injury for a child. Here, the indictment alleged defendant inflicted physical injury on the victim, but the trial court gave an instruction that “the State had to prove ‘the defendant inflicted physical injury upon the child and/or created a substantial risk of physical injury to the child other than by accidental means.’” Id. at 13. This was error, as the indictment did not allege the “created a substantial risk” offense. Instructing the jury on an offense not in the indictment represented prejudicial error and justified a new trial on the misdemeanor child abuse charge.
Judge Carpenter concurred by separate opinion to highlight the “matter of form rather than substance” with the Fredell interpretation of G.S. 14-318.2(a).
In this child abuse case the trial court erred by allowing the State to amend the indictment. The defendant was indicted for negligent child abuse under G.S. 14-318.4(a5) after police discovered her unconscious in her apartment with track marks on her arms and her 19-month-old child exhibiting signs of physical injury. Under that statute, a parent is guilty of negligent child abuse if the parent’s “willful act or grossly negligent omission in the care of the child shows a reckless disregard for human life” and the parent’s act or omission “results in serious bodily injury to the child.” The indictment charged that the defendant committed this offense by negligently failing to treat her child’s wounds. At trial, the trial court allowed the State to amend the indictment “to include failure to provide a safe environment as the grossly negligent omission as well.” This amendment was improper because it constituted a substantial alteration of the indictment. The amendment alleged conduct that was not alleged in the original indictment and which constituted the “willful act or grossly negligent omission,” an essential element of the charge. The amendment thus allowed the jury to convict the defendant of conduct not alleged in the original indictment. Additionally, the amendment violated the North Carolina Constitution, which requires the grand jury to indict and the petit jury to convict for offenses charged by the grand jury.
Where the warrant charging contributing to the abuse or neglect of a juvenile alleged, in part, that the defendant knowingly caused, encouraged, and aided the child “to commit an act, consume alcoholic beverage,” the State was not prohibited from showing that the defendant also contributed to the abuse or neglect of the juvenile by engaging her in sexual acts. The court noted that an indictment that fails to allege the exact manner in which the defendant contributed to the delinquency, abuse, or neglect of a minor is not fatally defective.
(1) An indictment for contributing to the delinquency/neglect of a minor was not defective. The indictment tracked the statutory language but did not specify the specific acts at issue. An indictment for a statutory offense is sufficient if the offense is charged in the words of the statutes, or equivalent words. Any error in the caption of the indictment was immaterial. (2) With respect to assault on a child under 12, the trial court erred by permitting the jury to convict on a criminal negligence theory of intent, which was not alleged in the indictment.
An indictment charging felony child abuse by sexual act under G.S. 14-318.4(a2) is not required to allege the particular sexual act committed. Language in the indictment specifying the sexual act as anal intercourse was surplusage.